Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
CDP Clearing Rules
CDP Settlement Rules
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Archive
SGX-ST Rules
Section D — Regulatory Framework
Chapter 12 — Operational Requirements
12.3A Customer Education
Rule Amendments

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  • 12.3A Customer Education

    • 12.3A.1

      Save for Accredited Investors and Institutional Investors, a Trading Member must provide its Internet Trading customers with adequate information, guidance and training on:—

      (1) prohibited trading practices;
      (2) potential limitations and risks of Internet Trading;
      (3) system functionalities and order management procedures; and
      (4) market conventions such as minimum bid sizes and board lot sizes.

      With respect to Accredited Investors and Institutional Investors, a Trading Member's obligation relates solely to the provision of adequate information in relation to prohibited trading practices.

      Added on 18 September 2012.