Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
CDP Clearing Rules
CDP Settlement Rules
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Archive
SGX-ST Rules
Section D — Regulatory Framework
Rule Amendments

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  • 11.1A Financial Requirement for Trading Members

    • 11.1A.1

      The following requirements apply in relation to Trading Members:—

      (1) a Trading Member that holds a Capital Markets Services Licence shall at all times meet the base capital requirements prescribed under Rule 11.2;
      (2) a Trading Member that holds a licence specified in Rule 4.1.1(1)(b) shall at all times meet the net liquid capital requirements prescribed under Rule 11.2A; and
      (3) all Trading Members shall meet such capital, financial and other requirements that SGX-ST may impose under Rule 11.5.

      Added on 19 May 2014 and amended on 29 December 2014.