Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
Definitions and Interpretation
Chapter 1 Introduction
Chapter 2 Sponsors
Chapter 3 Disciplinary and Appeals Procedures, and Enforcement Powers of the Exchange
Chapter 4 Equity Securities
Chapter 5 Reserved
Chapter 6 Reserved
Chapter 7 Continuing Obligation
Chapter 8 Changes in Capital
Chapter 9 Interested Person Transactions
Chapter 10 Acquisitions and Realisations
Chapter 11 Takeovers
Chapter 12 Circulars, Annual Reports and Electronic Communications
Chapter 13 Trading Halt, Suspension and Delisting
Chapter 14 Transition Rules
Appendices
Practice Notes
Code of Corporate Governance 2012
Code of Corporate Governance 2018
SGX-ST Rules
CDP Clearing Rules
CDP Settlement Rules
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Archive
Rule Amendments

BackText onlyPrint

You need the Flash plugin.

Download Macromedia Flash Player



  • Investigations

    • 307

      The Exchange may conduct an investigation if:

      (1) the Exchange has reason to believe that there is a possibility that any Relevant Rule has been contravened by a Relevant Person;
      (2) the Exchange receives a written complaint involving a Relevant Person, or a sponsor's directors, executive officers, employees or agents;
      (3) the Authority so directs; or
      (4) the Exchange is of the opinion that the circumstances warrant it.

      Added on 7 October 2015.

    • 308

      For the purposes of investigation, the Exchange may require that a Relevant Person, or a sponsor's directors, executive officers, employees or agents comply with one or more the following requests:

      (1) to render all reasonable acts of assistance, at the Exchange's premises or elsewhere, including:
      (a) requests for information or written explanations; or
      (b) requests for meetings to record statements from the Relevant Person, or the sponsor's directors, executive officers, employees or agents;
      (2) to provide copies of documents or electronic records in the possession of the Relevant Person, or the sponsor's directors, executive officers, employees or agents by a specified date which shall be no less than 5 business days from the date of the request; or
      (3) to obtain copies of documents or electronic records which may be reasonably obtained by the Relevant Person, or the sponsor's directors, executive officers, employees or agents by a specified date which shall be no less than 7 business days from the date of the request. Where such documents or electronic records cannot be obtained, the Relevant Person, or the sponsor's directors, executive officers, employees or agents shall provide a written explanation to:
      (a) indicate why the documents or electronic records cannot be obtained; and
      (b) indicate what steps have been taken to obtain the documents or electronic records.

      Added on 7 October 2015.

    • 309

      (1) Any Relevant Person, or the sponsor's directors, executive officers, employees or agents complying with a request made under Rule 308 shall take due care to ensure that information, documents or electronic records provided to the Exchange are not false or misleading in any material particular.
      (2) Any Relevant Person, or the sponsor's directors, executive officers, employees or agents complying with a request made under Rule 308 shall not wilfully make, furnish, authorize, or permit the giving of false or misleading information, documents or electronic records.

      Added on 7 October 2015.

    • 310

      (1) The Exchange may appoint any person or persons to assist in its investigation ("Exchange Examiner"). The Exchange may delegate all or any of its powers under Rule 308 to the Exchange Examiner. The Exchange Examiner shall report the results of the investigation to the Exchange.
      (2) The Exchange may refer any investigations to another relevant investigating authority if the Exchange is of the opinion that the circumstances warrant the referral.

      Added on 7 October 2015.