Rulebooks: Contents

Mainboard Rules
Catalist Rules
SGX-ST Rules
Chapter 1 General
Chapter 2 Admission and Registration of Trading Members, Chief Executive Officers and Trading Representatives
Chapter 3 Capital and Financial Requirements
3.7 Remote Trading Member: Exposure to Single Customer
Chapter 4 Operational Requirements
Chapter 5 Trading Practices and Conduct
Chapter 6 Designated Market-Makers
Chapter 7 Listing and Quotation
Chapter 8 Trading
Chapter 9 Settlement
Chapter 10 Requirements on Specific Securities and Futures Contracts
Chapter 11 Cancellation of Contracts and Trades
Chapter 12 Supervision and Enforcement
Chapter 13 Definitions and Interpretation
Regulatory Notices
Practice Notes
Schedule A
CDP Clearing Rules
CDP Settlement Rules
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Rule Amendments

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  • 3.7 Remote Trading Member: Exposure to Single Customer

    • 3.7.1

      A Remote Trading Member shall set appropriate thresholds to monitor its exposure to a single customer.

      Added on 3 June 2019.

    • 3.7.2

      The Remote Trading Member shall immediately notify SGX-ST if its exposure to a single customer exceeds its internal threshold.

      Added on 3 June 2019.

    • 3.7.3

      For the purposes of this Rule, "single customer" and "exposure to a single customer" shall have the meaning ascribed to it in Rule 3.6.

      Refer to Practice Note 3.7 and 3.9.

      Added on 3 June 2019.