Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
Chapter 1 General
Chapter 2 Admission and Registration of Trading Members, Chief Executive Officers and Trading Representatives
Chapter 3 Capital and Financial Requirements
Chapter 4 Operational Requirements
4.31 Segregation of Customer's and Remisier's Monies and Assets — Assets
Chapter 5 Trading Practices and Conduct
Chapter 6 Designated Market-Makers
Chapter 7 Listing and Quotation
Chapter 8 Trading
Chapter 9 Settlement
Chapter 10 Requirements on Specific Securities and Futures Contracts
Chapter 11 Cancellation of Contracts and Trades
Chapter 12 Supervision and Enforcement
Chapter 13 Definitions and Interpretation
Directives
Regulatory Notices
Practice Notes
Schedule A
CDP Clearing Rules
CDP Settlement Rules
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Archive
Rule Amendments

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  • 4.31 Segregation of Customer's and Remisier's Monies and Assets — Assets

    • 4.31.1

      This Rule shall not apply to a Remote Trading Member.

      Added on 3 June 2019.

    • 4.31.2

      A Trading Member must comply with Part III, Divisions 3 and 4 of the SFR (Licensing and Conduct of Business) on customer's assets in respect of any assets received by the Trading Member to be held on account of a customer (including a Remisier), or as collateral for any amount owed by the customer (including a Remisier) to the Trading Member, save that Regulations 30, 33 and 34 of the SFR (Licensing and Conduct of Business) do not apply to a Remisier.

      Added on 3 June 2019.

    • 4.31.3

      A Trading Member must designate the accounts maintained with a financial institution specified in Regulation 27 of the SFR (Licensing and Conduct of Business) for a customer (other than a Remisier) or Remisier as a trust account, or customer (other than a Remsier) or Remisier account, as the case may be.

      Added on 3 June 2019.

    • 4.31.4

      A Trading Member must deposit assets of its customers (other than Remisiers) in a separate custody account from assets of its Remisiers.

      Added on 3 June 2019.

    • 4.31.5

      A Trading Member must not commingle the assets of a customer (including a Remisier) with its own assets.

      Added on 3 June 2019.

    • 4.31.6

      A Trading Member must not withdraw a Remisier's assets from a custody account except to:

      (a) return the assets to the Remisier;
      (b) use the assets to meet any amount due and payable by the Remisier to the Trading Member; or
      (c) make a transfer or withdrawal that is authorised by law.

      Added on 3 June 2019.

    • 4.31.7

      A Trading Member must notify the Remisier of any withdrawal under Rule 4.31.6 by the next Market Day.

      Added on 3 June 2019.