Rulebooks: Contents

Mainboard Rules
Catalist Rules
SGX-ST Rules
Chapter 1 General
Chapter 2 Admission and Registration of Trading Members, Chief Executive Officers and Trading Representatives
Chapter 3 Capital and Financial Requirements
Chapter 4 Operational Requirements
Chapter 5 Trading Practices and Conduct
Chapter 6 Designated Market-Makers
Chapter 7 Listing and Quotation
7.2 Non-Listed Securities Traded on SGX-ST
Chapter 8 Trading
Chapter 9 Settlement
Chapter 10 Requirements on Specific Securities and Futures Contracts
Chapter 11 Cancellation of Contracts and Trades
Chapter 12 Supervision and Enforcement
Chapter 13 Definitions and Interpretation
Regulatory Notices
Practice Notes
Schedule A
CDP Clearing Rules
CDP Settlement Rules
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Rule Amendments

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  • 7.2 Non-Listed Securities Traded on SGX-ST

    • 7.2.1

      A Non-Listed Security may be quoted for trading on SGX-ST on such conditions as SGX-ST prescribes.

      Added on 3 June 2019.

    • 7.2.2

      All trades in Non-Listed Securities are subject to the Rules.

      Added on 3 June 2019.

    • 7.2.3

      A Non-Listed Security is quoted in the currency SGX-ST prescribes.

      Added on 3 June 2019.

    • 7.2.4

      SGX-ST may, at its absolute discretion, approve, refuse, suspend or withdraw the quotation of a Non-Listed Security.

      Added on 3 June 2019.

    • 7.2.5

      Without limiting Rule 7.2.4, if a Non-Listed Security is declared a Designated Instrument (or equivalent) or is declared to be cornered (or equivalent) in the foreign exchange on which it is listed, SGX-ST will suspend it (on such terms as SGX-ST deems necessary) as soon as SGX-ST is aware of the declaration.

      Added on 3 June 2019.

    • 7.2.6

      A contract note for a trade in a Non-Listed Security must state that the issuing entity:

      (a) is not listed on SGX-ST, and
      (b) is not subject to SGX-ST's listing requirements.

      Added on 3 June 2019.

    • 7.2.7

      The settlement of trades in Non-Listed Securities is subject to the Rules in Chapter 9.

      Added on 3 June 2019.