Rulebooks: Contents

Mainboard Rules
Catalist Rules
SGX-ST Rules
Chapter 1 General
Chapter 2 Admission and Registration of Trading Members, Chief Executive Officers and Trading Representatives
Chapter 3 Capital and Financial Requirements
Chapter 4 Operational Requirements
Chapter 5 Trading Practices and Conduct
Chapter 6 Designated Market-Makers
Chapter 7 Listing and Quotation
Chapter 8 Trading
Chapter 9 Settlement
Chapter 10 Requirements on Specific Securities and Futures Contracts
Chapter 11 Cancellation of Contracts and Trades
Chapter 12 Supervision and Enforcement
Chapter 13 Definitions and Interpretation
Regulatory Notices
Practice Notes
Schedule A
CDP Clearing Rules
CDP Settlement Rules
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Rule Amendments

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  • 10.8 Internal Controls

    • 10.8.1

      A Trading Member must establish and maintain adequate internal control systems to:

      (a) set credit limits or position limits;
      (b) monitor positions to manage market and credit risks, and comply with notification requirements on monitoring thresholds as prescribed by SGX-ST;
      (c) compute and collect margins, including conducting daily valuation of customers' positions and collateral;
      (d) monitor margin calls;
      (e) manage customers' accounts that are in margin deficit;
      (f) manage customers' accounts that may fail to meet settlement obligations;
      (g) define and manage sources of liquidity to ensure that there are sufficient liquidity facilities to meet increased settlement obligations;
      (h) limit the impact of significant market movements through the use of tools such as cash flow projections, stress testing or credit limits; and
      (i) meet such other requirements as SGX-ST may prescribe from time to time.

      Added on 3 June 2019.