Location: Rulebooks > Archive > SGX-ST Rules > Section D — Regulatory Framework > Chapter 13 — Trading Practices and Conduct > 13.11 Responsibility for Orders > 13.11.2

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  • 13.11 Responsibility for Orders

    • 13.11.1

      A Trading Member is responsible for the accuracy of all orders entered into the Trading System by its Trading Representatives and any order entry person.

      Amended on 3 April 2008.

    • 13.11.2

      A Trading Representative is responsible for the accuracy of orders entered into the Trading System by or on behalf of the Trading Representative.

      Amended on 3 April 2008.

    • 13.11.3

      Orders must be entered in accordance with any procedures SGX-ST prescribes.

    • 13.11.4

      A Trading Member must have in place controls to prevent unauthorised changes to order information entered into the Trading System, including Trading Representative identification numbers.

      Added on 18 September 2012.