Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
CDP Clearing Rules
CDP Settlement Rules
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Archive
SGX-ST Rules
Section D — Regulatory Framework
Chapter 12 — Operational Requirements
12.23 Application of Chapter 12
Rule Amendments

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  • 12.23 Application of Chapter 12

    • 12.23.1

      The following Rules shall not apply to a Trading Member that holds a licence specified in Rule 4.1.1(1)(b).

      Rule Heading
      12.3.1,
      12.3.2,
      12.3.3,
      12.3.4,
      12.3.5
      Customer Accounts
      12.3A Customer Education
      12.4 Trading Authority
      12.8.2,
      12.8.3
      Amendment of Contract
      12.9 Communications with Third Parties
      12.10 Payment to Customers
      12.15 Stock Account
      [Deleted] [Deleted]
      12.17 Trading by Employees and Agents

      Added on 19 May 2014 and amended on 1 July 2016.

    • 12.23.2

      A Trading Member that holds a licence specified in Rule 4.1.1(1)(b) shall comply with such requirements established by the Relevant Regulatory Authority, if any, and principles of good business practice in relation to the areas set out in Rule 12.23.1.

      Added on 19 May 2014.