Whole Section

  • 8.4 Trading Basis of Securities

    • 8.4.1

      Unless otherwise indicated, trading of securities is on a "cum" basis.

    • 8.4.3

      A buyer (seller) of securities on an "ex" ("cum") basis has no right to that entitlement.

    • 8.4.4

      A buyer (seller) of securities on a "cum" ("ex") basis who has not received that entitlement may claim the entitlement from the seller (buyer).