Whole Section

  • 11.14 Register of Connected Persons

    • 11.14.1

      A Trading Member that holds a Capital Markets Services Licence licence shall keep a register of its directors and their connected persons. For the purpose of this Rule, a "connected person" has the meaning ascribed to it in Section 2 of the SFA.

      Amended on 19 May 201419 May 2014 and 29 December 201429 December 2014.