Whole Section

  • 15.2 Notification Procedures

    • 15.2.1

      A Trading Member must inform SGX-ST in writing at least 14 days before it establishes a research department.

    • 15.2.2

      A Trading Member must supply SGX-ST with any information SGX-ST requires regarding the proposed establishment.

    • 15.2.3

      SGX-ST may limit the scope of activity of the research department.

    • 15.2.4

      SGX-ST may require a Trading Member to end any research activity if:—

      (1) the Trading Member fails to comply with this Chapter; or
      (2) in SGX-ST's opinion, the research activity is detrimental to the financial integrity, reputation or interests of SGX-ST, the Trading Member concerned, or markets established or operated by SGX-ST.
    • 15.2.5

      If SGX-ST requires a Trading Member to end its research activity, the Trading Member may, within 14 days after it is notified of SGX-ST's decision, appeal in writing to the SGX RegCo Board whose decision will be final.

      Amended on 15 September 201715 September 2017.