Whole Section

  • 4.01B Clearing House Inspections

    • 4.01B.1

      The Clearing House may conduct an inspection on a Clearing Member at any time, and may appoint any person or persons to conduct the inspection (the "Clearing House Inspectors").

      Added on 27 March 200627 March 2006.

    • 4.01B.2

      A Clearing Member, director, officer, employee or agent must give the Clearing House Inspector access to all information, books and records as requested. For the avoidance of doubt, reference to "information, books and records" in relation to a Bank Clearing Member shall refer to information, books and records falling within the Bank Clearing Member's business governed by this Rules.

      Added on 27 March 200627 March 2006.

    • 4.01B.3

      The Clearing House will give a copy of the inspection report to the Clearing Member concerned.

      Added on 27 March 200627 March 2006.

    • 4.01B.4

      The Clearing House may charge a fee for the inspection. The fee is payable immediately by Clearing Members.

      Added on 27 March 200627 March 2006.