Whole Section

  • 6A.10 Segregation of Customer's Money and Assets

    • 6A.10.1 General

      (1) A Clearing Member shall comply with the customer segregation requirements under these Rules and/or the SFA at all times.
      (2) A Clearing Member shall ensure that it shall at all times inform and keep CDP informed of such information as would be required for CDP to discharge its segregation obligations under the SFA and/or to enable CDP to issue to the Authority the verification of margin funds statement placed with CDP as required under the SFA.

      Added on 23 January 200923 January 2009.