Whole Section

  • 5A.1 — Separate Position Accounts and Position Account Designation

    • 5A.1.1

      A Clearing Member must maintain separate Position Accounts for each Customer or each group of joint Customers whose account is carried on the books of the Clearing Member.

      Added on 1 July 20161 July 2016.

    • 5A.1.2

      Each Position Account must be identified and designated, by the full name of the Customer(s) whose account is carried on the books of the Clearing Member and by a unique account code.

      Added on 1 July 20161 July 2016.