Whole Section

  • 12A.3 Position Accounts carrying positions for more than one beneficial owner

    • 12A.3.1

      Subject to Rule 12A.3.2., an Authorized Trading Member shall identify, or ensure that such information is made available, to SGX-ST any underlying beneficial owner and/or any controlling party of any Authorized Account. This shall be provided upon request by SGX-ST within such time as SGX-ST may require.

      Added on 1 July 20161 July 2016.

    • 12A.3.2

      If the Authorized Account holder does not want the identity of any underlying beneficial owner and/or any controlling party of such account to be disclosed to its Trading Member, the Authorized Account holder may apply to the SGX-ST, through its Trading Member, to provide such information as SGX-ST may require directly to SGX-ST.

      Added on 1 July 20161 July 2016.