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  • 4.6 Training and Supervision

    • 4.6.1

      A Trading Member must ensure that each of its Trading Representatives undergoes adequate education and training, including such continuing education and training as SGX-ST may prescribe, as may be necessary for the Trading Representative to discharge his duties and obligations.

      Added on 3 June 20193 June 2019.

    • 4.6.2

      A Trading Member must supervise its Trading Representatives, employees and agents.

      Added on 3 June 20193 June 2019.

    • 4.6.3

      A Trading Member must:

      (a) establish and maintain procedures and systems to prevent any breach of the Rules by its Directors, Officers, Trading Representatives, employees or agents; and
      (b) ensure that its Trading Representatives, employees, agents or any other person carrying out or enforcing its procedures and systems reasonably discharges his or her duties and obligations.

      Added on 3 June 20193 June 2019.