Whole Section

  • 3. Interpretation of Rule 5.7.2

    • 3.1

      "Prescribed Person" includes a person, group of persons, a Corporation or a group of Corporations or family trusts, whom the Trading Member, Director, employee or Trading Representative of the Trading Member is associated with or connected to.

      Added on 3 June 20193 June 2019.

    • 3.2

      However, where the Trading Member, Director, employee or Trading Representative of the Trading Member has no control or influence over the associated or connected person, group of persons, Corporation or group of Corporations, or family trusts, they would not fall within the definition of "Prescribed Person".

      Added on 3 June 20193 June 2019.