Whole Section

  • 3.7

    Rule 5.12.2(g): Whether the execution of the transaction is likely to cause the price of the security or futures contract to increase or decrease, but following which the price is likely to immediately return to about its previous level.

    Added on 3 June 20193 June 2019.

    • 3.7.1

      The key question in this area is whether there appears to be any logical trading pattern to the price and volume of the security or futures contract, or whether it seems erratic. Trading is manipulative if it is intended to move the price of the security or futures contract.

      Added on 3 June 20193 June 2019.