Whole Section
12.23 Application of Chapter 12
12.23.1
The following Rules shall not apply to a Trading Member that holds a licence specified in Rule 4.1.1(1)(b).
Rule Heading 12.3.1,
12.3.2,
12.3.3,
12.3.4,
12.3.5Customer Accounts 12.3A Customer Education 12.4 Trading Authority 12.8.2,
12.8.3Amendment of Contract 12.9 Communications with Third Parties 12.10 Payment to Customers 12.15 Stock Account [Deleted] [Deleted] 12.17 Trading by Employees and Agents Added on 19 May 201419 May 2014 and amended on 1 July 20161 July 2016.
12.23.2
A Trading Member that holds a licence specified in Rule 4.1.1(1)(b) shall comply with such requirements established by the Relevant Regulatory Authority, if any, and principles of good business practice in relation to the areas set out in Rule 12.23.1.
Added on 19 May 201419 May 2014.