Whole Section

  • 4.18 Customer Education

    • 4.18.2

      Save for Accredited Investors, Institutional Investors and Expert Investors, a Trading Member must provide its Internet Trading customers with adequate information, guidance and training on:

      (a) prohibited trading practices;
      (b) potential limitations and risks of Internet Trading;
      (c) system functionalities and order management procedures; and
      (d) market conventions such as minimum bid sizes and board lot sizes.

      Added on 3 June 20193 June 2019.

    • 4.18.3

      With respect to Accredited Investors, Institutional Investors and Expert Investors, a Trading Member's obligation relates solely to the provision of adequate information in relation to prohibited trading practices.

      Refer to Practice Note 4.18.

      Added on 3 June 20193 June 2019.