Whole Section

  • 5.8 Arrangement with Customers

    • 5.8.1

      A Trading Member or its Trading Representative must not:

      (a) accept a share in the profits of a customer's account carried on the books of the Trading Member or have any arrangement with a customer to share in the profits of that account;
      (b) have any arrangement with a third party to allocate profits or losses to a customer's account carried on the books of the Trading Member; or
      (c) lead a customer to believe that the customer will not suffer loss as a result of opening an account or dealings.

      Added on 3 June 20193 June 2019.