Whole Section

  • American Depository Receipts

    • 10.13 Additional Obligations in respect of American Depository Receipts

      • 10.13.1

        A Trading Member must disclose the risks pertaining to trading in American Depository Receipts quoted on GlobalQuote in media that the Trading Member may produce in relation to American Depository Receipts for its customers. These media include, but are not limited to:

        (a) investor education programs in relation to American Depository Receipts organised by the Trading Member;
        (b) websites in relation to American Depository Receipts created or maintained by the Trading Member; and
        (c) marketing materials in relation to American Depository Receipts produced by the Trading Member.

        Added on 3 June 20193 June 2019.

      • 10.13.2

        To facilitate Trading Members' compliance with this Rule 10.13, SGX-ST will provide Trading Members with a list of risk factors pertaining to trading in American Depository Receipts.

        Added on 3 June 20193 June 2019.