Whole Section

  • 12.2 Inspections by SGX-ST

    • 12.2.1

      SGX-ST may conduct an inspection on a Registered Person at any time. SGX-ST may appoint any person or persons to conduct the inspection (the "Exchange Inspector(s)").

      Added on 3 June 20193 June 2019.

    • 12.2.2

      SGX-ST may delegate all or any of its powers under Rule 12.2 to the Exchange Inspector. The Exchange Inspector must report the results of the inspection to SGX-ST.

      Added on 3 June 20193 June 2019.

    • 12.2.3

      A Registered Person shall, and shall ensure that its Directors, Officers, employees or agents (if any), promptly:

      (a) render all assistance as SGX-ST and/or the Exchange Inspector requires, at SGX-ST's premises or elsewhere; and
      (b) provide SGX-ST and/or the Exchange Inspector with, and give SGX-ST and/or the Exchange Inspector access to such information, books and records that SGX-ST and/or the Exchange Inspector may request that, in SGX-ST's and/or the Exchange Inspector's opinion, may be relevant to the inspection.

      Added on 3 June 20193 June 2019.

    • 12.2.4

      A Registered Person must not, and shall ensure that its Directors, Officers, employees or agents (if any) do not:

      (a) wilfully furnish or permit the furnishing of any false or misleading information, statement or report to SGX-ST or the Exchange Inspector; or
      (b) wilfully make or permit the making of any false or misleading statement to SGX-ST or the Exchange Inspector or wilfully omit or permit the omission of any entry or information in any report or statement to SGX-ST or the Exchange Inspector.

      Added on 3 June 20193 June 2019.

    • 12.2.5

      SGX-ST will give a copy of the inspection report to the Registered Person.

      Added on 3 June 20193 June 2019.

    • 12.2.6

      SGX-ST may charge a fee for the inspection which is payable by the Registered Person.

      Added on 3 June 20193 June 2019.