Whole Section

  • 1. Introduction

    • 1.1

      Rule 4.12 requires Members to:

      (a) maintain adequate business continuity arrangements;
      (b) document business continuity arrangements in a business continuity plan;
      (c) test and review business continuity plans regularly; and
      (d) appoint emergency contact persons.

      Added on 3 June 20193 June 2019.

    • 1.2

      The objective is to ensure that Members have the ability to:

      (a) react swiftly to emergency situations; and
      (b) maintain critical functions and fulfil obligations to customers and counterparties in the event of major operational disruptions.

      Added on 3 June 20193 June 2019.