Whole Section

  • 1. Introduction

    • 1.1

      Rule 5.12.9 states that a Trading Member must have in place processes to review orders and trades for the purpose of detecting suspicious trading behaviour.

      Added on 3 June 20193 June 2019.

    • 1.2

      This Practice Note provides guidance on what Trading Members could do as part of their processes for post-execution review of orders and trades.

      Added on 3 June 20193 June 2019.