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SGX Rulebooks Updates

Displaying 756 - 760 of 3014

3.13.1

(3 June 2019)

SGX-ST Rules >> Chapter 3 Capital and Financial Requirements >> 3.13 Annual Financial Audit

2.2

(3 June 2019)

SGX-ST Rules >> Practice Notes >> Practice Note 3.7 and 3.9 Remote Trading Member Exposure to Single Customer and Single Security >> 2. Adequate Tools and Procedures

2.4

(3 June 2019)

SGX-ST Rules >> Practice Notes >> Practice Note 4.15.2(d) Understanding a Customer's Risk Appetite and Investment Objectives >> 2. Risk Appetite and Investment Objectives