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SGX Rulebooks Updates

Displaying 866 - 870 of 3014

2.1

 (3 June 2019)

SGX-ST Rules >> Practice Notes >> Practice Note 4.15.2(a) and (b) Opening of Customer Accounts: Obtaining Adequate Particulars, Verification of Identity, and Verification of Authority to Trade >> 2. Individual customer account

1.2

 (3 June 2019)

SGX-ST Rules >> Practice Notes >> Practice Note 4.38 Soft Dollar Receipts or Payments >> 1. Introduction

3.2

 (3 June 2019)

SGX-ST Rules >> Practice Notes >> Practice Note 4.12 Business Continuity Requirements >> 3. Emergency contact persons

2.1

 (3 June 2019)

SGX-ST Rules >> Practice Notes >> Practice Note 4.15.3 Additional Safeguards for Trading by Young Investors >> 2. Suitability assessment and risk disclosure

2.5

 (3 June 2019)

SGX-ST Rules >> Practice Notes >> Practice Note 4.10.1(c) Error Prevention Alerts >> 2. Error-prevention alerts