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SGX Rulebooks Updates

Displaying 911 - 915 of 3013

5.4.4

(3 June 2019)

SGX-ST Rules >> Chapter 5 Trading Practices and Conduct >> 5.4 Acting as Principal to Customer

3.2

(3 June 2019)

SGX-ST Rules >> Practice Notes >> Practice Note 5.12.9 Processes for Review of Orders and Trades >> 3 Parameters to assist in detecting suspicious trading behaviour

1.3

(3 June 2019)

SGX-ST Rules >> Practice Notes >> Practice Note 8.13.4 and 8.15.7 Approval of Off-Market Trades in a Security or Futures Contract Subject to Suspension or Trading Halt >> 1. Introduction

2.1.

(3 June 2019)

SGX-ST Rules >> Practice Notes >> Practice Note 4.24.3(c) Evidence of Informed Consent for Contract Notes in Electronic Form >> 2. Evidence of Informed Consent

3.13.5

(3 June 2019)

SGX-ST Rules >> Chapter 3 Capital and Financial Requirements >> 3.13 Annual Financial Audit