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Definitions and Interpretation
Chapter 1 Introduction
Chapter 2 Equity Securities
Chapter 3 Debt Securities
Chapter 4 Investment Funds
Chapter 5 Structured Warrants
Chapter 6 Prospectus, Offering Memorandum and Introductory Document
Chapter 7 Continuing Obligations
Chapter 8 Changes in Capital
Chapter 9 Interested Person Transactions
Chapter 10 Significant Transactions
Chapter 11 Takeovers
Chapter 12 Circulars, Annual Reports and Electronic Communications
Chapter 13 Trading Halt, Suspension and Delisting
Chapter 14 Disciplinary and Appeals Procedures, and Enforcement Powers of the Exchange
Appendices
Practice Notes
Report of the Committee and Code of Corporate Governance
Definitions and Interpretation
Chapter 1 Introduction
Chapter 2 Sponsors
Chapter 3 Disciplinary and Appeals Procedures, and Enforcement Powers of the Exchange
Chapter 4 Equity Securities
Chapter 5 Reserved
Chapter 6 Reserved
Chapter 7 Continuing Obligations
Chapter 8 Changes in Capital
Chapter 9 Interested Person Transactions
Chapter 10 Significant Transactions
Chapter 11 Takeovers
Chapter 12 Circulars, Annual Reports and Electronic Communications
Chapter 13 Trading Halt, Suspension and Delisting
Chapter 14 Transition Rules
Appendices
Practice Notes
Code of Corporate Governance 2012
Code of Corporate Governance 2018
Chapter 1 General
Chapter 2 Admission and Registration of Trading Members, Chief Executive Officers and Trading Representatives
Chapter 3 Capital and Financial Requirements
Chapter 4 Operational Requirements
Chapter 5 Trading Practices and Conduct
Chapter 6 Designated Market-Makers
Chapter 7 Listing and Quotation
Chapter 8 Trading
Chapter 9 Settlement
Chapter 10 Requirements on Specific Securities and Futures Contracts
Chapter 11 Cancellation of Contracts and Trades
Chapter 12 Supervision and Enforcement
Chapter 13 Definitions and Interpretation
Directives
Regulatory Notices
Practice Notes
Schedule A
Rule 1 — Application and Definitions
Rule 2 — Administration
Rule 3 — Membership
Rule 4 — Appointment of Chief Executive Officers and Directors
Rule 5 — Financial/Capital Requirements
Rule 5A — Position Accounts
Rule 6 — Clearing and Settlement between Clearing Members and CDP
Rule 6A — Margin Requirements
Rule 6B — Collateral
Rule 6C — Payments
Rule 7 — Clearing Fund
Rule 8 — Default Rules
Rule 9 — Suspension or Restriction
Rule 10 — Liabilities
Rule 11 — Supervisory Rules
Rule 12 — Foreign Market Links
Rule 13 — General
Rule 14 — Transitional Provisions
Appendices
Regulatory Notices to CDP Clearing Rules
Practice Notes
Schedules
Rule 1 General
Rule 2 Settlement Participation
Rule 3 Settlement Facilities
Rule 4 Settlement Instructions
Rule 5 Arrangements for Money Settlement
Rule 6 Arrangements for Securities Settlement
Rule 7 Settlement
Rule 8 Matters relating to a Settlement Participant who is a Defaulting Clearing Member
Rule 9 Definitions
Regulatory Notices
Practice Note
Schedule A
Rule 1 — Application and Definitions
Rule 2 — Applications for Participation and Participation Criteria
Rule 3 — Legal Relationships and Legal Effect of DVP Instructions
Rule 4 — Legal Relationships Between Depository Agent and Principal
Rule 5 — Time-Table for Sending of Instructions and Payment
Rule 6 — Cancellation of Instructions
Rule 7 — Money Settlement
Rule 8 — The Settlement Bank
Rule 9 — Termination of Principal and Its DA
Rule 10 — The Clearing Bank
Rule 11 — Termination of the Settlement Bank
Rule 12 — Securities Settlement
Rule 13 — Block Trades
Rule 14 — DVP Rules
Rule 15 — Fees and Interest
Rule 16 — Books and Records of the DA
Rule 17 — Statements and Reports
Rule 18 — Suspension of DVP Settlement
Rule 19 — Liabilities of CDP
Rule 20 — Disclosure
Rule 21 — Notices
Rule 22 — Communications in DVP Settlement
Rule 23 — General
Annexes
DVP Procedures Handbook
1 Application
2 Admission Criteria for Depository Agents
3 Resignation by Depository Agent
4 Deposit and Withdrawal of Securities
5 Securities Account
6 Duties of Depository Agents
7 Transactions and Confirmation Notes
8 Sub-Accounts
9 Undertakings of the Depository Agent
10 Termination
11 Fees and Expenses
12 Violation of CDP Rules and Default under CDP Clearing Rules
13 Liability
14 Indemnity
15 General
16 Applicable Law
17 Definitions and Interpretation
Chapter 1 General Matters
Chapter 2 Access and Membership
Chapter 3 Conduct of Members, Approved Traders and Representatives
Chapter 4 Listing and Trading of Contracts
Chapter 5 Physical Delivery
Chapter 6 Dispute Resolution and Arbitration
Chapter 7 Adverse Events, Rule Violations and Disciplinary Action
Chapter 8 Definitions and Interpretation
Chapter 9 Transitional Provisions
Directives
Regulatory Notices
Practice Notes
Schedules
Chapter 1 Application of Rules
Chapter 2 Clearing Membership
Chapter 3 Committees
Chapter 4 Enforcement of Rules
Chapter 5 Arbitration
Chapter 6 Delivery and Related Matters
Chapter 7 Clearing and Margins
Chapter 7A Suspension and Default
Chapter 7B Payments
Chapter 8 Mutual Offset System
Chapter 9 Definitions and Interpretation
Chapter 10 Transitional Provisions
Directives
Practice Notes
Appendices
Schedules
Circular No. DT/AM 69 of 2005
Appendix 1 Guide to Administration of Arbitration by SIAC
Annex A Schedule of Fees
Annex B SIAC SGX-DT Arbitration Rules — effective 1 July 2005
Annex C Frequently Asked Questions About Arbitration and the Singapore International Arbitration Centre
Form A Submission to Arbitration
Form B Notice of Arbitration
Form C Response Form
Circular No. DC/CCM — 15 of 2006 Guide to Arbitration of Disputes by The Singapore International Arbitration Centre (SIAC)
Appendix 1 Administration of Arbitration by SIAC
Annex A Schedule of Fees
Annex B SIAC SGX-DC Arbitration Rules (effective — April 2006)
Annex C Frequently Asked Questions About Arbitration and the Singapore International Arbitration Centre
Form A Submission to Arbitration
Form B Notice of Arbitration
Form C Response Form
SGX-ST Rules
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SGX Rulebooks Updates
Displaying 2871 - 2875 of 3026
749
(29 September 2011)
Catalist Rules
>>
Part VII Sponsors
>>
Chapter 7 Continuing Obligations
750
(29 September 2011)
Catalist Rules
>>
Part VII Sponsors
>>
Chapter 7 Continuing Obligations
751
(29 September 2011)
Catalist Rules
>>
Part VII Sponsors
>>
Chapter 7 Continuing Obligations
752
(29 September 2011)
Catalist Rules
>>
Part VII Sponsors
>>
Chapter 7 Continuing Obligations
753
(29 September 2011)
Catalist Rules
>>
Part VII Sponsors
>>
Chapter 7 Continuing Obligations
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