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  • SGX Rulebooks
    • Mainboard Rules
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    • CDP Clearing Rules
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    • SGX-DC Clearing Rules
      • Chapter 1 Application of Rules
      • Chapter 2 Clearing Membership
        • 2.01 General
        • 2.02 Eligibility Criteria for General Clearing Members
        • 2.02A Eligibility Criteria for Direct Clearing Members
        • 2.02B Eligibility Criteria for Bank Clearing Members
        • 2.02C Eligibility Criteria for Remote Clearing Members
        • 2.02D Eligibility Criteria for FCM Clearing Members
        • 2.03 Honorary Clearing Membership
        • 2.04 Application
        • 2.05 Admission
        • 2.06 Compliance
        • 2.06A Reporting
        • 2.07 Minimum Capital and Financial Requirements of Clearing Members Incorporated in Singapore
        • 2.07A Early Warning Financial Requirements of Clearing Members Incorporated in Singapore
        • 2.07B Notification Requirements of Clearing Members Incorporated in Singapore
          • 2.07B.1
          • 2.07B.2
          • 2.07B.3
        • 2.07C Qualifying Letter of Credit
        • 2.08 Minimum Capital and Financial Requirements of Clearing Members Incorporated Outside Singapore
        • 2.08A Early Warning Financial Requirements of Clearing Members Incorporated Outside Singapore
        • 2.08B Notification Requirements of Clearing Members Incorporated Outside Singapore
        • 2.08C Qualifying Letter of Credit
        • 2.09 Special Reserve Fund for General Clearing Members Incorporated in Singapore
        • 2.10 Special Reserve Fund for General Clearing Members Incorporated Outside Singapore
        • 2.11 Other Financial Requirements
        • Rights and Obligations of Clearing Members
        • 2.12A [Rule has been deleted.]
        • 2.13 Duties and Responsibilities of Clearing Members
        • 2.13A Business Continuity Requirements
        • 2.14 Required Records and Reports
        • 2.15 Audit Requirements
        • 2.16 [Rule has been deleted.]
        • 2.17 Limit on Lending to Directors, Officers or Employees of General Clearing Members
        • 2.18 Segregation of Customer's Money, Securities and Property
        • 2.19 Omnibus Account
        • 2.20 Limits of Positions
        • 2.20A Accumulation of Positions
        • 2.20B Withholding of Profits from Overtrading
        • 2.20C Position Accountability
        • 2.21 Covenant
        • 2.22 Change or Intended Change
        • 2.23 Notification of Reduction in Capital and Under-Segregation
        • 2.24 Appointment of Chief Executive Officer, Deputy Chief Executive Officer
        • 2.25 Appointment of Auditors
        • 2.26 Special Call for Financial Statements
        • 2.27 Request for Information
        • 2.28 Voluntary Suspension and Resignation
        • 2.28A Clearing Arrangements with Trading Members
        • 2.28B Fictitious Transactions Without Change in Ownership
        • 2.29 [Rule has been deleted.]
        • 2.30 [Rule has been deleted.]
        • 2.31 [Rule has been deleted.]
        • 2.32 [Rule has been deleted.]
        • 2.33 [Rule has been deleted.]
        • 2.34 Market Disorders, Impossibility of Performance, Emergency Situations and Powers
        • 2.35 Force Majeure
        • 2.35A [Rule has been deleted.]
        • 2.36 Fees, Levies and Charges
        • 2.37 Contract Clause
        • 2.38 The Authority
        • 2.39 Information and Reports
        • 2.40 [Rule has been deleted.]
        • 2.41 [Rule has been deleted.]
        • 2.42 [Rule has been deleted.]
        • 2.43 Notice to Clearing Members
      • Chapter 3 Committees
      • Chapter 4 Enforcement of Rules
      • Chapter 5 Arbitration
      • Chapter 6 Delivery and Related Matters
      • Chapter 7 Clearing and Margins
      • Chapter 7A Suspension and Default
      • Chapter 7B Payments
      • Chapter 8 Mutual Offset System
      • Chapter 9 Definitions and Interpretation
      • Chapter 10 Transitional Provisions
      • Directives
      • Practice Notes
      • Appendices
      • Schedules
    • SIAC DT Arbitration Rules
    • SIAC DC Arbitration Rules
    • Archive
    • Rule Amendments
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Breadcrumb

  1. SGX Rulebooks
  2. SGX-DC Clearing Rules
  3. Chapter 2 Clearing Membership
  4. 2.07B Notification Requirements of Clearing Members Incorporated in Singapore
  5. 2.07B.1
  Versions

 
  • 21 Apr 2019
  • 22 Apr 2019
‹ 2.07B Notification Requirements of Clearing Members Incorporated in Singapore 2.07B.2 ›

2.07B.1

Past version: Effective up to 21 Apr 2019

Unless otherwise exempted under Rule 2.07.8, each Clearing Member incorporated in Singapore shall immediately notify the Clearing House if its financial resources fall below 150% of its total risk requirement.

Amended on 3 November 20103 November 2010.

‹ 2.07B Notification Requirements of Clearing Members Incorporated in Singapore 2.07B.2 ›
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