4.04A.4.1 The Clearing House and the Clearing Member charged may examine, and take copies of, the evidence which each of them intends to rely on at the hearing.

4.04A.4.2 The Clearing Member charged must give the Clearing House a written undertaking not to disclose information received in relation to the charge to any person, except the legal representative of the Clearing Member charged for the purpose of the hearing or any appeal.

4.04A.4.3 A breach of the undertaking constitutes a breach of this Rules.