4.13.1

Past version: Effective from 15 Sep 2017 to 02 Jun 2019

Without prejudice to this Rules, it shall be an minor offence for a Clearing Member to:—

4.13.1 be guilty of dishonourable or uncommercial conduct;
4.13.2 make a false entry on a clearing sheet;
4.13.3 fail to answer Customers' complaints promptly;
4.13.4 violate any rule, the violation of which is not a major offence; and
4.13.5 make a mis-statement to the Clearing House, SGX RegCo, any committee, or their respective employees and members.

Amended on 27 March 200627 March 2006 and 15 September 201715 September 2017.