‹ 3.3.5 Customer Education 3.3.7 Accepting Orders without Executing › 3.3.6 Orders Only Via Registered Representatives Past version: Effective up to 14 Mar 2013 Other than orders made on-line by Customers, a Member may only accept orders on behalf of Customers through its Registered Representatives. ‹ 3.3.5 Customer Education 3.3.7 Accepting Orders without Executing ›
