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  • SGX Rulebooks
    • Mainboard Rules
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    • CDP Clearing Rules
      • Rule 1 — Application and Definitions
      • Rule 2 — Administration
      • Rule 3 — Membership
      • Rule 4 — Appointment of Chief Executive Officers and Directors
      • Rule 5 — Financial/Capital Requirements
        • 5.1 Minimum Capital and Financial Requirements of Clearing Members Incorporated in Singapore
        • 5.1A Early Warning Financial Requirements of Clearing Members Incorporated in Singapore
        • 5.1B Notification Requirements of Clearing Members Incorporated in Singapore
        • 5.1C Qualifying Letter of Credit
        • 5.1D Minimum Capital and Financial Requirements of Clearing Members Incorporated Outside Singapore
        • 5.1DA Liquidity Resource Requirement
        • 5.1E Early Warning Financial Requirements of Clearing Members Incorporated Outside Singapore
        • 5.1F Notification Requirements of Clearing Members Incorporated Outside Singapore
        • 5.1G Qualifying Letter of Credit
        • 5.1H [Rule has been deleted.]
        • 5.1I Total Risk Requirement
        • 5.1J Notification of Reduction in Capital
        • 5.1.2 [Rule has been deleted.]
        • 5.1.3 [Rule has been deleted.]
        • 5.1.4 [Rule has been deleted.]
        • 5.2 [Rule has been deleted.]
        • 5.3 [Rule has been deleted.]
        • 5.4 Powers to Impose Other Requirements
          • 5.4.1
          • 5.4.2
        • 5.5 Reserve Fund Requirement
        • 5.6 Exposure to Single Customer
        • 5.7 Exposure to Single Security
        • 5.8 Monthly Returns
        • 5.9 Appointment of Auditors and Audit Requirements
        • 5.10 [Rule has been deleted.]
        • 5.11 Other Financial Requirements
        • 5.12 Register of Connected Persons
        • 5.13 Exemption for SGXlink Pte Ltd
      • Rule 5A — Position Accounts
      • Rule 6 — Clearing and Settlement between Clearing Members and CDP
      • Rule 6A — Margin Requirements
      • Rule 6B — Collateral
      • Rule 6C — Payments
      • Rule 7 — Clearing Fund
      • Rule 8 — Default Rules
      • Rule 9 — Suspension or Restriction
      • Rule 10 — Liabilities
      • Rule 11 — Supervisory Rules
      • Rule 12 — Foreign Market Links
      • Rule 13 — General
      • Rule 14 — Transitional Provisions
      • Appendices
      • Regulatory Notices to CDP Clearing Rules
      • Practice Notes
      • Schedules
    • CDP Settlement Rules
    • DVP Rules [Entire Rulebook has been deleted]
    • CDP Depository Rules
    • Futures Trading Rules
    • SGX-DC Clearing Rules
    • SIAC DT Arbitration Rules
    • SIAC DC Arbitration Rules
    • Archive
    • Rule Amendments
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Breadcrumb

  1. SGX Rulebooks
  2. CDP Clearing Rules
  3. Rule 5 — Financial/Capital Requirements
  4. 5.4 Powers to Impose Other Requirements
  5. 5.4.1
  Versions

 
  • 20 Jan 2013
  • 21 Jan 2013
‹ 5.4 Powers to Impose Other Requirements 5.4.2 ›

5.4.1

Past version: Effective up to 20 Jan 2013

If CDP is notified by the Clearing Member or becomes aware that the Clearing Member has failed to comply with the minimum capital and financial requirements prescribed in these Rules, CDP may exercise any of the powers described in Rule 6.10.

Added on 23 January 200923 January 2009.

‹ 5.4 Powers to Impose Other Requirements 5.4.2 ›
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