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10.4.1

Notwithstanding anything to the contrary in Rule 7.4, at any time during a Settlement Day, any receiving instruction submitted by a Principal that would have the effect of causing the aggregate of all the net debit balances of all the Principals represented by the Settlement Bank to exceed the SB Net Debit Cap shall not be matched and validated.

Amended on 3 October 20093 October 2009.