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  • SGX Rulebooks
    • Mainboard Rules
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    • CDP Clearing Rules
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    • Futures Trading Rules
      • Chapter 1 General Matters
      • Chapter 2 Access and Membership
        • 2. Overview of Access and Membership
          • 2.1 Access and Trading
          • 2.2 Classes of Membership
          • 2.3 Admission Criteria for Members
          • 2.4 Licensing and Credit Rating Requirements for Members, their Employees and Agents
          • 2.5 Financial Requirements for Members
          • 2.6 Technical Matters and Risk Management Controls
          • 2.7 Fit and Proper Requirements
          • 2.8 [Deleted]
          • 2.9 Member Register and Nomenclature
          • 2.10 Clearing Arrangement
          • 2.11 Membership Application
          • 2.12 Fees, Levies and Charges
          • 2.13 Registration of Approved Traders and Registered Representatives
            • 2.13.1 Registration Criteria for Approved Traders and Registered Representatives
            • 2.13.1A
            • 2.13.2 Registration of Approved Traders
            • 2.13.3 Registration of Registered Representatives
            • 2.13.4 Register of Approved Traders and Registered Representatives
            • 2.13.5 Approved Traders and Registered Representatives Obligations
            • 2.13.6 Revocation of Registration of Approved Traders and Registered Representatives
            • 2.13.7 Summary Powers of Suspension of Registration of Approved Traders and Registered Representatives
            • 2.13.7A Duty to Notify the Exchange of Matters Concerning Approved Traders and Registered Representatives
            • 2.13.8 Liability of Members
            • 2.13.9 Registration Form
          • 2.14 Change of Control of Members
          • 2.15 Resignation, Suspension and Termination of Members
      • Chapter 3 Conduct of Members, Approved Traders and Representatives
      • Chapter 4 Listing and Trading of Contracts
      • Chapter 5 Physical Delivery
      • Chapter 6 Dispute Resolution and Arbitration
      • Chapter 7 Adverse Events, Rule Violations and Disciplinary Action
      • Chapter 8 Definitions and Interpretation
      • Chapter 9 Transitional Provisions
      • Regulatory Notices
      • Practice Notes
      • Schedules
    • SGX-DC Clearing Rules
    • SIAC DT Arbitration Rules
    • SIAC DC Arbitration Rules
    • Archive
    • Rule Amendments
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Breadcrumb

  1. SGX Rulebooks
  2. Futures Trading Rules
  3. Chapter 2 Access and Membership
  4. 2. Overview of Access and Membership
  5. 2.13 Registration of Approved Traders and Registered Representatives
  6. 2.13.5 Approved Traders and Registered Representatives Obligations
  Versions

 
‹ 2.13.4 Register of Approved Traders and Registered Representatives 2.13.6 Revocation of Registration of Approved Traders and Registered Representatives ›

2.13.5 Approved Traders and Registered Representatives Obligations

Approved Traders and Registered Representatives are required to comply with the relevant provisions and other safeguards as prescribed under the Act, this Rules and applicable laws.

‹ 2.13.4 Register of Approved Traders and Registered Representatives 2.13.6 Revocation of Registration of Approved Traders and Registered Representatives ›
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