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308

For the purposes of investigation, the Exchange may require that a Relevant Person, or a sponsor's directors, executive officers, employees or agents comply with one or more the following requests:

(1) to render all reasonable acts of assistance, at the Exchange's premises or elsewhere, including:
(a) requests for information or written explanations; or
(b) requests for meetings to record statements from the Relevant Person, or the sponsor's directors, executive officers, employees or agents;
(2) to provide copies of documents or electronic records in the possession of the Relevant Person, or the sponsor's directors, executive officers, employees or agents by a specified date which shall be no less than 5 business days from the date of the request; or
(3) to obtain copies of documents or electronic records which may be reasonably obtained by the Relevant Person, or the sponsor's directors, executive officers, employees or agents by a specified date which shall be no less than 7 business days from the date of the request. Where such documents or electronic records cannot be obtained, the Relevant Person, or the sponsor's directors, executive officers, employees or agents shall provide a written explanation to:
(a) indicate why the documents or electronic records cannot be obtained; and
(b) indicate what steps have been taken to obtain the documents or electronic records.

Added on 7 October 20157 October 2015.