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3.3.33 Application of Rule 3.3

The following Rules shall not apply to a Trading Member that holds a licence specified in Rule 2.4.1(b).

Rule Heading
3.3.1 Customer Account and Know-Your- Customer Requirements
3.3.2 Management Approval Required for Opening Customer Accounts
3.3.4 Customer Instructions and Power of Attorney
3.3.5 Customer Education
3.3.15 Transfer of Error Trades to House Account
3.3.31 Prohibition Against General Trading Member Acting as Guarantor

A Trading Member that holds a licence specified in Rule 2.4.1(b) shall comply with such requirements established by the Relevant Regulatory Authority, if any, and principles of good business practice in relation to the areas set out in Rule 3.3.33.

Added on 1 April 20141 April 2014.