Versions

 

3.3.5 Customer Education

Save for Accredited Investors, a Member shall provide its Internet Trading Customers with adequate information, guidance and training with respect to the following matters:

(a) potential limitations and risks of Internet Trading trading;
(b) prohibited trading practices;
(c) system functionalities and order management procedures; and
(d) Contract Specifications.

With respect to Accredited Investors, a Member's obligation relates solely to the provision of adequate information, guidance and training in relation to prohibited trading practices.

Refer to Practice Note 3.3.5.

Amended on 15 March 201315 March 2013.