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3.3.6

First warning of impending failure to comply with Rule 3.3

A Trading Member shall immediately notify SGX-ST if:

(a) in the case where the Trading Member is incorporated in Singapore, its financial resources; or
(b) in the case where the Trading Member is incorporated outside Singapore, its adjusted net head office funds,

fall below 150% of its total risk requirement or such other percentage as SGX-ST may impose.

Added on 3 June 20193 June 2019.