3.4.3A Duty to Monitor for Trading Misconduct
A Member must have in place processes to review orders and trades for the purpose of detecting suspicious trading behaviour.
Refer to Practice Note 3.4.3A.
Added on 15 March 201315 March 2013.
A Member must have in place processes to review orders and trades for the purpose of detecting suspicious trading behaviour.
Refer to Practice Note 3.4.3A.
Added on 15 March 201315 March 2013.