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  • SGX Rulebooks
    • Mainboard Rules
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    • Futures Trading Rules
      • Chapter 1 General Matters
      • Chapter 2 Access and Membership
      • Chapter 3 Conduct of Members, Approved Traders and Representatives
        • 3. Conduct of Members, Approved Traders and Registered Representatives
          • 3.1 Overview
          • 3.2 Duties Applicable to All Members, Approved Traders and Registered Representatives
          • 3.3 Duties of Members Undertaking Agency Trades
          • 3.4 Trading Practices and Conduct Rules of Members, Approved Traders and Registered Representatives
            • 3.4.1 Market Manipulation
            • 3.4.2 Churning
            • 3.4.3 False Trading, Bucketing, Fraudulent Inducement to Trade and Employment of Fraudulent Device
            • 3.4.3A Duty to Monitor for Trading Misconduct
            • 3.4.4 Duty to Inform Exchange of Prohibited Trading Practices
            • 3.4.5 Dissemination of False or Misleading Information
            • 3.4.6 Professional Misconduct
            • 3.4.7 Disclosing Orders Prohibited
            • 3.4.8 Good Faith Bids and Offers.
            • 3.4.9 Fictitious Transactions Without Change In Ownership
            • 3.4.10 Overtrading by a Member, Approved Trader or Customer
            • 3.4.11 Knowingly Taking Advantage of an Error Prohibited
            • 3.4.12 Deemed Rule Violations
            • 3.4.13 Front Running — Priority of Customers' Orders
            • 3.4.14 Trading Against Customers' Orders Prohibited
            • 3.4.15 Prohibited Conduct
          • 3.5 Inspection and Audit
      • Chapter 4 Listing and Trading of Contracts
      • Chapter 5 Physical Delivery
      • Chapter 6 Dispute Resolution and Arbitration
      • Chapter 7 Adverse Events, Rule Violations and Disciplinary Action
      • Chapter 8 Definitions and Interpretation
      • Chapter 9 Transitional Provisions
      • Regulatory Notices
      • Practice Notes
      • Schedules
    • SGX-DC Clearing Rules
    • SIAC DT Arbitration Rules
    • SIAC DC Arbitration Rules
    • Archive
    • Rule Amendments
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Breadcrumb

  1. SGX Rulebooks
  2. Futures Trading Rules
  3. Chapter 3 Conduct of Members, Approved Traders and Representatives
  4. 3. Conduct of Members, Approved Traders and Registered Representatives
  5. 3.4 Trading Practices and Conduct Rules of Members, Approved Traders and Registered Representatives
  6. 3.4.4 Duty to Inform Exchange of Prohibited Trading Practices
  Versions

 
‹ 3.4.3A Duty to Monitor for Trading Misconduct 3.4.5 Dissemination of False or Misleading Information ›

3.4.4 Duty to Inform Exchange of Prohibited Trading Practices

A Member, Approved Trader or Registered Representative shall immediately inform the Exchange if it reasonably suspects, or knows of, any commission or attempted commission of the acts prohibited under Rules 3.4.1, 3.4.2 and 3.4.3.

‹ 3.4.3A Duty to Monitor for Trading Misconduct 3.4.5 Dissemination of False or Misleading Information ›
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