3.5.5 Records of Customer Monies and Assets in Relation to Trades Cleared or Settled through CDP

In relation to monies and assets received from its Customers, a Clearing Member must:

(1) maintain complete and accurate records, which enable it to identify at all times, specific amounts of such monies and assets deposited with it by each Customer in connection with such Customer's trades which are, or are to be, cleared or settled through CDP; and
(2) provide the records referred to in Rule 3.5.5(1) to CDP by such time as CDP may require.

Amended on 22 April 201322 April 2013 and 10 December 201810 December 2018.