4.03A.1

The Clearing House may initiate disciplinary proceedings and charge a Clearing Member before the Disciplinary Committee if the Clearing House is of the opinion that the Clearing Member has committed any of the following: —

4.03A.1.1 breaches the SFA;
4.03A.1.2 subject to Rules 4.02B.2 and 4.02B.7, breaches this Rules;
4.03A.1.3 breached any relevant laws or regulations that govern the Clearing Member's other business activities;
4.03A.1.4 breached the rules of any other exchange;
4.03A.1.5 engaged in fraud or dishonesty, whether in or out of Singapore;
4.03A.1.6 breached directors' duties;
4.03A.1.7 engaged in conduct that has the effect of circumventing the SFA, SFR, this Rules and/or any other applicable laws or regulations; or
4.03A.1.8 engaged in conduct detrimental to the financial integrity, reputation, interests or operation of the Clearing House.

Added on 27 March 200627 March 2006 and amended on 31 December 201331 December 2013 and 3 June 20193 June 2019.