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5.9.4

(1) Where a Clearing Member fails to submit the documents pursuant to Rule 5.9.2 within the specified time, there may be imposed upon that Clearing Member a fee of $200 for each day that the statements are not submitted within the prescribed time, unless an extension of time has been granted.
(2) Requests for extension of time shall be submitted to CDP at least 3 Market Days prior to the due date.