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SGX Rulebooks Updates

Displaying 821 - 825 of 3014

2.2

(3 June 2019)

SGX-ST Rules >> Practice Notes >> Practice Note 3.7 and 3.9 Remote Trading Member Exposure to Single Customer and Single Security >> 2. Adequate Tools and Procedures

1.2

(3 June 2019)

SGX-ST Rules >> Practice Notes >> Practice Note 5.12 False Trading and Market Rigging >> 1. Introduction

2.4

(3 June 2019)

SGX-ST Rules >> Practice Notes >> Practice Note 4.15.2(d) Understanding a Customer's Risk Appetite and Investment Objectives >> 2. Risk Appetite and Investment Objectives

2.5

(3 June 2019)

SGX-ST Rules >> Practice Notes >> Practice Note 4.10.1(c) Error Prevention Alerts >> 2. Error-prevention alerts

12.4.5

(3 June 2019)

SGX-ST Rules >> Chapter 12 Supervision and Enforcement >> 12.4 Composition by SGX-ST for Rule Violation