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SGX Rulebooks Updates

Displaying 946 - 950 of 3156

1.2

 (3 June 2019)

SGX-ST Rules >> Practice Notes >> Practice Note 3.7 and 3.9 Remote Trading Member Exposure to Single Customer and Single Security >> 1. Introduction

2.2

 (3 June 2019)

SGX-ST Rules >> Practice Notes >> Practice Note 4.10.1(c) Error Prevention Alerts >> 2. Error-prevention alerts

2.2

 (3 June 2019)

SGX-ST Rules >> Practice Notes >> Practice Note 4.15.2(d) Understanding a Customer's Risk Appetite and Investment Objectives >> 2. Risk Appetite and Investment Objectives

1.1

 (3 June 2019)

SGX-ST Rules >> Practice Notes >> Practice Note 4.15.2(a) and (b) Opening of Customer Accounts: Obtaining Adequate Particulars, Verification of Identity, and Verification of Authority to Trade >> 1. Introduction