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SGX Rulebooks Updates

Displaying 1406 - 1410 of 3156

9.6.5

(3 June 2019)

SGX-ST Rules >> Chapter 9 Settlement >> 9.6 Relationship Between Trading Member and Buying Customer

12.1.3

(3 June 2019)

SGX-ST Rules >> Chapter 12 Supervision and Enforcement >> 12.1 Investigations by SGX-ST

4.30.2

(3 June 2019)

SGX-ST Rules >> Chapter 4 Operational Requirements >> 4.30 Segregation of Customer's and Remisier's Monies and Assets — Monies

5.5.1

(3 June 2019)

SGX-ST Rules >> Chapter 5 Trading Practices and Conduct >> 5.5 Acting as Agent to Customer