Latest Updates | Rulebooks

Definitions and Interpretation

Chapter 1 Introduction

Chapter 2 Equity Securities

Chapter 3 Debt Securities

Chapter 4 Investment Funds

Chapter 5 Structured Warrants

Chapter 6 Prospectus, Offering Memorandum and Introductory Document

Chapter 7 Continuing Obligations

Chapter 8 Changes in Capital

Chapter 9 Interested Person Transactions

Chapter 10 Significant Transactions

Chapter 11 Takeovers

Chapter 12 Circulars, Annual Reports and Electronic Communications

Chapter 13 Trading Halt, Suspension and Delisting

Chapter 14 Disciplinary and Appeals Procedures, and Enforcement Powers of the Exchange

Appendices

Practice Notes

Report of the Committee and Code of Corporate Governance

Definitions and Interpretation

Chapter 1 Introduction

Chapter 2 Sponsors

Chapter 3 Disciplinary and Appeals Procedures, and Enforcement Powers of the Exchange

Chapter 4 Equity Securities

Chapter 5 Reserved

Chapter 6 Reserved

Chapter 7 Continuing Obligations

Chapter 8 Changes in Capital

Chapter 9 Interested Person Transactions

Chapter 10 Significant Transactions

Chapter 11 Takeovers

Chapter 12 Circulars, Annual Reports and Electronic Communications

Chapter 13 Trading Halt, Suspension and Delisting

Chapter 14 Transition Rules

Appendices

Practice Notes

Code of Corporate Governance 2012

Code of Corporate Governance 2018

Chapter 1 General

Chapter 2 Admission and Registration of Trading Members, Chief Executive Officers and Trading Representatives

Chapter 3 Capital and Financial Requirements

Chapter 4 Operational Requirements

Chapter 5 Trading Practices and Conduct

Chapter 6 Designated Market-Makers

Chapter 7 Listing and Quotation

Chapter 8 Trading

Chapter 9 Settlement

Chapter 10 Requirements on Specific Securities and Futures Contracts

Chapter 11 Cancellation of Contracts and Trades

Chapter 12 Supervision and Enforcement

Chapter 13 Definitions and Interpretation

Directives

Regulatory Notices

Practice Notes

Schedule A

Rule 1 — Application and Definitions

Rule 2 — Administration

Rule 3 — Membership

Rule 4 — Appointment of Chief Executive Officers and Directors

Rule 5 — Financial/Capital Requirements

Rule 5A — Position Accounts

Rule 6 — Clearing and Settlement between Clearing Members and CDP

Rule 6A — Margin Requirements

Rule 6B — Collateral

Rule 6C — Payments

Rule 7 — Clearing Fund

Rule 8 — Default Rules

Rule 9 — Suspension or Restriction

Rule 10 — Liabilities

Rule 11 — Supervisory Rules

Rule 12 — Foreign Market Links

Rule 13 — General

Rule 14 — Transitional Provisions

Appendices

Regulatory Notices to CDP Clearing Rules

Practice Notes

Schedules

Rule 1 General

Rule 2 Settlement Participation

Rule 3 Settlement Facilities

Rule 4 Settlement Instructions

Rule 5 Arrangements for Money Settlement

Rule 6 Arrangements for Securities Settlement

Rule 7 Settlement

Rule 8 Matters relating to a Settlement Participant who is a Defaulting Clearing Member

Rule 9 Definitions

Regulatory Notices

Practice Note

Schedule A

1 Application

2 Admission Criteria for Depository Agents

3 Resignation by Depository Agent

4 Deposit and Withdrawal of Securities

5 Securities Account

6 Duties of Depository Agents

7 Transactions and Confirmation Notes

8 Sub-Accounts

9 Undertakings of the Depository Agent

10 Termination

11 Fees and Expenses

12 Violation of CDP Rules and Default under CDP Clearing Rules

13 Liability

14 Indemnity

15 General

16 Applicable Law

17 Definitions and Interpretation

Rule 1 — Application and Definitions

Rule 2 — Applications for Participation and Participation Criteria

Rule 3 — Legal Relationships and Legal Effect of DVP Instructions

Rule 4 — Legal Relationships Between Depository Agent and Principal

Rule 5 — Time-Table for Sending of Instructions and Payment

Rule 6 — Cancellation of Instructions

Rule 7 — Money Settlement

Rule 8 — The Settlement Bank

Rule 9 — Termination of Principal and Its DA

Rule 10 — The Clearing Bank

Rule 11 — Termination of the Settlement Bank

Rule 12 — Securities Settlement

Rule 13 — Block Trades

Rule 14 — DVP Rules

Rule 15 — Fees and Interest

Rule 16 — Books and Records of the DA

Rule 17 — Statements and Reports

Rule 18 — Suspension of DVP Settlement

Rule 19 — Liabilities of CDP

Rule 20 — Disclosure

Rule 21 — Notices

Rule 22 — Communications in DVP Settlement

Rule 23 — General

Annexes

DVP Procedures Handbook

Chapter 1 General Matters

Chapter 2 Access and Membership

Chapter 3 Conduct of Members, Approved Traders and Representatives

Chapter 4 Listing and Trading of Contracts

Chapter 5 Physical Delivery

Chapter 6 Dispute Resolution and Arbitration

Chapter 7 Adverse Events, Rule Violations and Disciplinary Action

Chapter 8 Definitions and Interpretation

Chapter 9 Transitional Provisions

Directives

Regulatory Notices

Practice Notes

Schedules

Chapter 1 Application of Rules

Chapter 2 Clearing Membership

Chapter 3 Committees

Chapter 4 Enforcement of Rules

Chapter 5 Arbitration

Chapter 6 Delivery and Related Matters

Chapter 7 Clearing and Margins

Chapter 7A Suspension and Default

Chapter 7B Payments

Chapter 8 Mutual Offset System

Chapter 9 Definitions and Interpretation

Chapter 10 Transitional Provisions

Directives

Practice Notes

Appendices

Schedules

Circular No. DT/AM 69 of 2005

Appendix 1 Guide to Administration of Arbitration by SIAC

Annex A Schedule of Fees

Annex B SIAC SGX-DT Arbitration Rules — effective 1 July 2005

Annex C Frequently Asked Questions About Arbitration and the Singapore International Arbitration Centre

Form A Submission to Arbitration

Form B Notice of Arbitration

Form C Response Form

Circular No. DC/CCM — 15 of 2006 Guide to Arbitration of Disputes by The Singapore International Arbitration Centre (SIAC)

Appendix 1 Administration of Arbitration by SIAC

Annex A Schedule of Fees

Annex B SIAC SGX-DC Arbitration Rules (effective — April 2006)

Annex C Frequently Asked Questions About Arbitration and the Singapore International Arbitration Centre

Form A Submission to Arbitration

Form B Notice of Arbitration

Form C Response Form

SGX-ST Rules

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SGX Rulebooks Updates

3.5.1
(10 December 2018)

3.5.1

3.7A.4
(10 December 2018)

3.7A.4

Chapter 4 — Enforcement of Rules
(12 November 2018)

Chapter 4 — Enforcement of Rules

7A.06.1 Sources of Funds to Support Losses Borne by Clearing House
(12 November 2018)

7A.06.1 Sources of Funds to Support Losses Borne by Clearing House

Practice Note 8.2.1 — Application of Market Phases and Algorithm
(8 October 2018)

Practice Note 8.2.1 — Application of Market Phases and Algorithm

SGX Rulebooks Updates

3.5.1 (10 December 2018)

3.5.1

3.7A.4 (10 December 2018)

3.7A.4

Chapter 4 — Enforcement of Rules (12 November 2018)

Chapter 4 — Enforcement of Rules

7A.06.1 Sources of Funds to Support Losses Borne by Clearing House (12 November 2018)

7A.06.1 Sources of Funds to Support Losses Borne by Clearing House

Practice Note 8.2.1 — Application of Market Phases and Algorithm (8 October 2018)

Practice Note 8.2.1 — Application of Market Phases and Algorithm

3.5.1
(10 December 2018)

3.7A.4
(10 December 2018)

Chapter 4 — Enforcement of Rules
(12 November 2018)

7A.06.1 Sources of Funds to Support Losses Borne by Clearing House
(12 November 2018)

Practice Note 8.2.1 — Application of Market Phases and Algorithm
(8 October 2018)